When you operate within the finance industry meeting standards and having accurate and consistent documentation is crucial.
Dedicated support from a financial PA
When a report needs to be submitted, having swift access to compliance documents gives you, your clients, and regulatory bodies the confidence in the thoroughness of your approach.
Implementing a robust, easy to access audit trail is a vital part of the process and an experienced finance PA will understand the importance of securing file documents and all the paperwork necessary for a compliance review.
Tapping into a reliable resource
Dealing with the day-to-day running of a business can create a constant demand on your time, with admin and document management adding an additional workload. Yet financial advisors in a small business, or operating as a sole trader, may not have (or need) employees to manage documentation for compliance reviews. A remote working PA can offer a reliable, ad hoc resource when it comes to completing compliance reviews or managing documentation to bridge the gap when needed.
- Accredited industry knowledge
- More than a decade of bespoke experience
- All-inclusive service
- Confidential support
Where the need or resources are not there for a full-time member of staff, a virtual PA with relevant experience can provide a reliable resource when it comes to completing compliance reviews or managing documentation.
>> Talk to New Dawn PA about financial pa services and compliance support for your practice – call 07702 210314.